FCM Clearing Analyst

Summary

Overview:

FCM Clearing Analyst

Chicago - Onsite

About The Role:

As the FCM Clearing Analyst you will provide FCM clearing support for Futures & Options, including Top Day activity, allocations, Give Ins/Give Ups, and continuous trade monitoring to ensure accurate clearing.

What You'll Do:

• Ensure timely allocation, clearing, and acceptance of all Top Day activity.
• Monitor and resolve exchange gateway, clearer file, and internal system issues.
• Support brokers with daily queries and requirements.
• Escalate operational and system issues to Clearing Management and IT/Trade Support.
• Manage Top Day activity to minimize intraday margin calls.
• Manage group mailbox and daily correspondence.
• Ensure compliance with SEC, FINRA, NFA, CFTC, exchange, and company requirements.
• Adhere to operational risk, internal policies, and the company's Code of Conduct standards.
• Report policy breaches and escalate risk events promptly.
• Support ongoing risk management processes.

What We're Looking For:

• 3-6 years of clearing experience.
• Knowledge of ION XTP Back Office, ATEO LISA & TEO Clearing.
• Strong Microsoft Office skills.
• Excellent verbal and written communication.
• Experience in regulated environments with strong risk & compliance knowledge.
• Curious, resilient, and adaptable in fast-paced, high-volume environments.
• Strong ownership, relationship-building, and influencing skills.
• Strategic, collaborative mindset with strong operational awareness.

OOJ-1497G

Skills:

give ups,Top Day,Clearing Houses,SEC Regulations,FINRA

Job Description

Overview:

FCM Clearing Analyst

Chicago - Onsite

About The Role:

As the FCM Clearing Analyst you will provide FCM clearing support for Futures & Options, including Top Day activity, allocations, Give Ins/Give Ups, and continuous trade monitoring to ensure accurate clearing.

What You'll Do:

• Ensure timely allocation, clearing, and acceptance of all Top Day activity.
• Monitor and resolve exchange gateway, clearer file, and internal system issues.
• Support brokers with daily queries and requirements.
• Escalate operational and system issues to Clearing Management and IT/Trade Support.
• Manage Top Day activity to minimize intraday margin calls.
• Manage group mailbox and daily correspondence.
• Ensure compliance with SEC, FINRA, NFA, CFTC, exchange, and company requirements.
• Adhere to operational risk, internal policies, and the company's Code of Conduct standards.
• Report policy breaches and escalate risk events promptly.
• Support ongoing risk management processes.

What We're Looking For:

• 3-6 years of clearing experience.
• Knowledge of ION XTP Back Office, ATEO LISA & TEO Clearing.
• Strong Microsoft Office skills.
• Excellent verbal and written communication.
• Experience in regulated environments with strong risk & compliance knowledge.
• Curious, resilient, and adaptable in fast-paced, high-volume environments.
• Strong ownership, relationship-building, and influencing skills.
• Strategic, collaborative mindset with strong operational awareness.

OOJ-1497G

Skills:

give ups,Top Day,Clearing Houses,SEC Regulations,FINRA